AI assistant
NEWMONT Corp /DE/ — Director's Dealing 2013
Mar 1, 2013
29882_dirs_2013-03-01_6f0a7bc7-cdd2-432b-a8fa-ff58ccfc77b2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-02-27
Reporting Person: OBRIEN RICHARD T (Director, Director & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-27 | Common Stock, $1.60 par value | A | 42358 | — | Acquired | 332898 | Direct |
| 2013-02-27 | Common Stock, $1.60 par value | F | 6577 | $40.915 | Disposed | 326321 | Direct |
| 2013-02-28 | Common Stock, $1.60 par value | S | 6522 | $40.0235 | Disposed | 319799 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 2059 | Indirect |
Footnotes
F1: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F3: This transaction was executed in multiple trades at prices of $39.9901 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: As of February 28, 2013, the reporting person held 2,059 shares of Newmont Mining common stock in his 401(k) Plan.