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NEWMONT Corp /DE/ — Director's Dealing 2013
Jan 2, 2013
29882_dirs_2013-01-02_acc8070e-b3dc-45df-899d-c8f40ec09a13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-12-31
Reporting Person: Ball Russell David (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Disposed | 56491 | Direct |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Acquired | 200 | Indirect |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Disposed | 56291 | Direct |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Acquired | 200 | Indirect |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Disposed | 56091 | Direct |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Acquired | 200 | Indirect |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Disposed | 55891 | Direct |
| 2012-07-16 | Common Stock, $1.60 par value | G | 200 | — | Acquired | 200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Phantom Stock | $ | A | 10 | Acquired | Common Stock (10) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 2032 | Indirect |
Footnotes
F1: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.
F2: As of December 31, 2012, the reporting person held 2,032 shares of Newmont Mining common stock in his 401(k) Plan.
F3: Converted on a 1-for-1 basis.
F4: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.