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NEWMONT Corp /DE/ — Director's Dealing 2013
Dec 9, 2013
29882_dirs_2013-12-09_35909c2f-e21d-4bdb-9672-5f749bec2b28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-12-05
Reporting Person: Goldberg Gary J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-05 | Common Stock, $1.60 par value | S | 3906 | $23.3095 | Disposed | 36799 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 5000 | Indirect |
| Common Stock, $1.60 par value | 519 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $23.21 to $23.3105. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: As of November 30, 2013, the reporting person held 519 shares of Newmont Mining Corporation common stock in his 401(k) Plan.