AI assistant
NEWMONT Corp /DE/ — Director's Dealing 2010
Jan 11, 2010
29882_dirs_2010-01-11_5e147475-1e04-4275-9bed-b349a7a84e6a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2010-01-01
Reporting Person: KERR THOMAS R. (VP North American Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 4458 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $28.56 | 2012-05-14 | Common Stock (1500) | Direct | |
| Stock Option (right to buy) | $23.99 | 2012-11-20 | Common Stock (375) | Direct | |
| Stock Option (right to buy) | $49.725 | 2013-12-02 | Common Stock (2250) | Direct | |
| Stock Option (right to buy) | $40.43 | 2014-04-27 | Common Stock (2250) | Direct | |
| Stock Option (right to buy) | $45.74 | 2014-12-07 | Common Stock (2250) | Direct | |
| Stock Option (right to buy) | $38.05 | 2015-04-27 | Common Stock (2250) | Direct | |
| Stock Option (right to buy) | $45.16 | 2015-10-26 | Common Stock (2250) | Direct | |
| Stock Option (right to buy) | $57.71 | 2016-04-26 | Common Stock (4500) | Direct | |
| Stock Option (right to buy) | $42.06 | 2017-04-30 | Common Stock (4500) | Direct | |
| Stock Option (right to buy) | $44.49 | 2018-04-28 | Common Stock (5400) | Direct | |
| Stock Option (right to buy) | $39.95 | 2019-05-04 | Common Stock (10993) | Direct |
Footnotes
F1: Includes 3,049 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units vest in three equal annual installments beginning the first anniversary of the date of grant. The restricted stock units held by the Reporting Person will vest as follows: 199 units on April 30, 2010; 224 units on April 28, 2010 and 227 units on April 28, 2011; 89 units on May 4, 2010, 2011 and 2012; and 710 units on February 23, 2010 and 711 units on February 23, 2011 and 2012.
F2: As of December 31, 2009 the reporting person held 6,609 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F3: The stock options vested in four equal annual installments beginning the first anniversary of the grant date and are fully vested.
F4: The stock options vested in two equal annual installments beginning the first anniversary of the grant date and are fully vested.
F5: The stock options vested in three equal annual installments beginning the first anniversary of the grant date and are fully vested.
F6: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installment will vest April 30, 2010.
F7: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installments will vest April 28, 2010 and April 28, 2011.
F8: The stock options vest in three equal annual installments beginning the first anniversary of the grant date on May 4, 2010, May 4, 2011 and May 4, 2012.