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NEWMONT Corp /DE/ — Director's Dealing 2010
May 11, 2010
29882_dirs_2010-05-11_5d121bb6-36c4-4c8c-ad8e-d68522859e30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2010-05-11
Reporting Person: KERR THOMAS R. (SVP, North American Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-11 | Common Stock, $1.60 par value | M | 1500 | $28.56 | Acquired | 9587 | Direct |
| 2010-05-11 | Common Stock, $1.60 par value | S | 1500 | $58.4921 | Disposed | 8087 | Direct |
| 2010-05-11 | Common Stock, $1.60 par value | M | 375 | $23.99 | Acquired | 8462 | Direct |
| 2010-05-11 | Common Stock, $1.60 par value | S | 375 | $58.56 | Disposed | 8087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-11 | Employee Stock Option (right to buy) | $28.56 | M | 1500 | Disposed | 2012-05-14 | Common Stock (1500) | Direct |
| 2010-05-11 | Employee Stock Option (right to buy) | $23.99 | M | 375 | Disposed | 2012-11-20 | Common Stock (375) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices between $58.49 and $58.50. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: As of April 30, 2010 the reporting person held 4,829 shares of Newmont Mining common stock in his 401(k) Plan.
F3: The options became exercisable in three equal annual installments beginning May 14, 2003.
F4: The options became exercisable in three equal annual installments beginning November 20, 2003.