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NEWMONT Corp /DE/ — Director's Dealing 2010
Dec 8, 2010
29882_dirs_2010-12-08_97173906-e4d0-4930-8f01-90b84f5a92ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2010-12-06
Reporting Person: Ball Russell David (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-06 | Common Stock, $1.60 par value | S | 1356 | $62.9619 | Disposed | 33729 | Direct |
| 2010-12-07 | Common Stock, $1.60 par value | M | 6250 | $38.05 | Acquired | 39979 | Direct |
| 2010-12-07 | Common Stock, $1.60 par value | S | 6250 | $62.6869 | Disposed | 33729 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-07 | Employee Stock Option (right to buy) | $38.05 | M | 6250 | Acquired | 2015-04-27 | Common Stock (6250) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices of $62.9601 and $62.97. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices between $62.65 and $62.705. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: As of November 30, 2010 the reporting person held 1,507 shares of Newmont Mining common stock in his 401(k) Plan.
F4: The options became exercisable in three equal annual installments beginning April 27, 2006.