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NEWMARKET CORP — Director's Dealing 2021
Feb 10, 2021
30765_dirs_2021-02-10_5b0e42cf-b364-4ac3-b590-ccef30939504.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NEWMARKET CORP (NEU)
CIK: 0001282637
Period of Report: 2020-12-31
Reporting Person: GOTTWALD THOMAS E (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-27 | Common Stock | G | 1215 | $0.00 | Disposed | 44292 | Direct |
| 2020-03-27 | Common Stock | G | 81 | $0.00 | Acquired | 44373 | Direct |
| 2020-03-27 | Common Stock | G | 81 | $0.00 | Acquired | 4813 | Indirect |
| 2020-03-27 | Common Stock | G | 243 | $0.00 | Acquired | 1344 | Indirect |
| 2020-03-27 | Common Stock | G | 243 | $0.00 | Acquired | 896 | Indirect |
| 2020-03-27 | Common Stock | G | 162 | $0.00 | Acquired | 679 | Indirect |
| 2020-03-27 | Common Stock | G | 243 | $0.00 | Acquired | 586 | Indirect |
| 2020-03-27 | Common Stock | G | 162 | $0.00 | Acquired | 285 | Indirect |
| 2020-04-21 | Common Stock | G | 1025 | $0.00 | Disposed | 43348 | Direct |
| 2020-09-04 | Common Stock | G | 9757 | $0.00 | Acquired | 53105 | Direct |
| 2020-09-04 | Common Stock | G | 13853 | $0.00 | Disposed | 0 | Indirect |
| 2020-09-22 | Common Stock | G | 86 | $0.00 | Acquired | 765 | Indirect |
| 2020-09-22 | Common Stock | G | 86 | $0.00 | Acquired | 371 | Indirect |
| 2020-12-22 | Common Stock | G | 75 | $0.00 | Disposed | 53030 | Direct |
| 2020-12-22 | Common Stock | G | 150 | $0.00 | Acquired | 150 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35414 | Indirect |
| Common Stock | 217061 | Indirect |
| Common Stock | 206407 | Indirect |
| Common Stock | 6889 | Indirect |
Footnotes
F1: On September 4, 2020, 75,815 shares of the Company's common stock were transferred out of the 2015 GRAT as an annuity payment to the reporting person's directly held account. Following such payment, the trust was terminated, and the remaining 13,853 shares were transferred to the remaindermen of the trust.
F2: On October 26, 2020, the reporting person contributed shares of the Company's stock to a grantor retained annuity trust for the benefit of himself and his adult children. The reporting person is trustee and sole annuitant of the 2020 GRAT.
F3: The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan.