NEWMARK GROUP, INC. — Director's Dealing 2025

Apr 14, 2025

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2025-04-07

Reporting Person: ALVARADO LUIS (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.01 per share	25908	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Newmark Holdings Exchangeable Limited Partnership Interests	$		Class A common stock, par value $0.01 per share (4910)		Direct

Footnotes

F1: Consists of (i) 11,464 shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of Newmark Group, Inc. (the "Company") held directly, (ii) 10,557 shares of Class A Common Stock received as restricted stock awards that will vest ratably on each of September 1, 2025, 2026, 2027, and 2028, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date, and (iii) 3,887 restricted stock units ("RSUs") which each represent a contingent right to receive one share of Class A Common Stock. The RSUs shall vest on March 15, 2026, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date.

F2: Consists of 5,292 limited partnership units in Newmark Holdings, L.P. ("Newmark Holdings") that have received exchange rights, consisting of (i) 4,912 exchangeable PSUs and (ii) 380 exchangeable Spin-Off units. The exchange rights are exerciseable at any time for 4,910 shares of Class A Common Stock, at the then-current exchange ratio (which was 0.9279 as of April 14, 2025), which is subject to adjustment.