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NEWMARK GROUP, INC. — Director's Dealing 2024
Jan 2, 2024
14829_dirs_2024-01-02_43bd8a32-294b-45be-8000-79e547745080.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2023-12-31
Reporting Person: Gosin Barry M (Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-31 | Newmark Holdings Exchangeable Limited Partnership Units | $ | A | 176804 | Acquired | Class A common stock, par value $0.01 per share () | Direct |
Footnotes
F1: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.