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NEWMARK GROUP, INC. Director's Dealing 2024

Jan 3, 2024

14829_dirs_2024-01-03_a283ba3c-b46f-421a-9468-b178603586cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2024-01-02

Reporting Person: MERKEL STEPHEN M (EVP and Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-02 Class A Common Stock, par value $0.01 per share S 35006 Disposed 4461 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock, par value $0.01 per share 2901 Indirect
Class A Common Stock, par value $0.01 per share 11334 Indirect

Footnotes

F1: On January 2, 2024, the reporting person sold 35,006 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $10.85 was the closing price of a share of Class A Common Stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

F2: Also includes 4,461 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.

F3: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.

F4: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 28, 2023.