NEWMARK GROUP, INC. — Director's Dealing 2021

Mar 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2021-03-16

Reporting Person: Rispoli Michael J. (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-16	Newmark Holdings Exchangeable Limited Partnership Units	$	A	6042	Acquired		Class A common stock, par value $0.01 per share ()	Direct

Footnotes

F1: On March 16, 2021, the reporting person was granted 6,042 exchange rights with respect to 6,042 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 17,517 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).