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NEWMARK GROUP, INC. Director's Dealing 2021

Mar 6, 2021

14829_dirs_2021-03-05_11834307-0a79-4c41-827c-dae1f871580e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2020-11-09

Reporting Person: MERKEL STEPHEN M (EVP and Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-09 Class A common stock, par value $0.01 per share S 1043 $6.63 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A common stock, par value $0.01 per share 2901 Indirect
Class A common stock, par value $0.01 per share 10967 Indirect

Footnotes

F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of the Newmark Group, Inc. (the "Company"), held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.

F2: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of February 28, 2021.