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NEWMARK GROUP, INC. — Director's Dealing 2021
Mar 6, 2021
14829_dirs_2021-03-05_11834307-0a79-4c41-827c-dae1f871580e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2020-11-09
Reporting Person: MERKEL STEPHEN M (EVP and Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Class A common stock, par value $0.01 per share | S | 1043 | $6.63 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock, par value $0.01 per share | 2901 | Indirect |
| Class A common stock, par value $0.01 per share | 10967 | Indirect |
Footnotes
F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of the Newmark Group, Inc. (the "Company"), held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.
F2: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of February 28, 2021.
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