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NEWMARK GROUP, INC. Director's Dealing 2018

Dec 6, 2018

14829_dirs_2018-12-06_c110fdce-bdce-490e-9dcc-9fd8020e8631.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2018-04-02

Reporting Person: Rispoli Michael J. (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-02 Newmark Holdings Exchangeable Limited Partnership Units $ A 8093 Acquired Class A common stock, par value $0.01 per share () Direct

Footnotes

F1: On April 2, 2018, the reporting person was granted 8,093 exchange rights with respect to 8,093 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 8,989 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).