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NEWMARK GROUP, INC. — Director's Dealing 2017
Dec 15, 2017
14829_dirs_2017-12-14_292c44ac-dfb2-4896-9115-d66a0b0d9d0c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMARK GROUP, INC. (NMRK)
CIK: 0001690680
Period of Report: 2017-12-14
Reporting Person: Rispoli Michael J. (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities are beneficially owned | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Newmark Holdings Exchangeable Limited Partnership Interests | $ | Class A Common Stock, par value $0.01 per share (8989) | Direct |
Footnotes
F1: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 8,989 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis.