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NEWELL BRANDS INC. — Director's Dealing 2021
Jan 5, 2021
31632_dirs_2021-01-05_39a611c1-de2a-4063-a59f-8ea5fbcd0109.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWELL BRANDS INC. (NWL)
CIK: 0000814453
Period of Report: 2020-12-31
Reporting Person: Peterson Christopher H (CFO & President, Bus. Op.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 50505 | — | Acquired | 168524 | Direct |
| 2020-12-31 | Common Stock | F | 16045 | $21.23 | Disposed | 152479 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units | $ | M | 50505 | Disposed | Common Stock (50505.0) | Direct |
Footnotes
F1: On June 24, 2019, the Reporting Person received an award of 117,845 performance-based restricted stock units ("RSUs") pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan in connection with his service in 2019 as Interim CEO of the Company (the "Interim Service Award"). On July 22, 2020, the Company's Organizational Development and Compensation Committee determined that the performance criteria have been met for the Interim Service Award. This transaction represents the vesting of the second and final tranche of the Interim Service Award.
F2: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.
F3: N/A