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NEWELL BRANDS INC. — Director's Dealing 2021
May 6, 2021
31632_dirs_2021-05-06_56e6271c-373f-48fd-9492-6dca3659d360.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWELL BRANDS INC. (NWL)
CIK: 0000814453
Period of Report: 2021-05-04
Reporting Person: LOPEZ GERARDO I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-04 | Common Stock | M | 12053 | — | Acquired | 48216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-04 | Restricted Stock Units | $ | M | 12053 | Disposed | Common Stock (12053.0) | Direct | |
| 2021-05-04 | Restricted Stock Units | $ | A | 5167 | Acquired | Common Stock (5167.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
F2: N/A
F3: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.