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NEWELL BRANDS INC. Director's Dealing 2021

Oct 5, 2021

31632_dirs_2021-10-05_8b5d355f-64c7-4042-940b-490aea5ff997.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWELL BRANDS INC. (NWL)
CIK: 0000814453
Period of Report: 2021-10-02

Reporting Person: Saligram Ravichandra Krishnamurty (Director, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-02 Options (Right to Buy) $17.79 A 444444 Acquired Common Stock (444444.0) Direct

Footnotes

F1: On October 2, 2019 (the "Grant Date"), the Reporting Person was granted an award of 1,333,333 options. The option award vests in three (3) equal installments on the 18 month, second and third anniversaries of the Grant Date after the satisfaction of the following performance condition: the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18-calendar month and third anniversary of the Grant Date must exceed 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). As previously reported, the Performance Criteria have been met and the first installment of 444,444 options has vested and became exercisable. The second installment, consisting of 444,444 options, vested and became exercisable on October 2, 2021.

F2: Options expire on the tenth anniversary of the Grant Date. If the Reporting Person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, and shall instead expire on the third anniversary of the later of the Reporting Person's: (1) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the Grant Date.