AI assistant
NEWELL BRANDS INC. — Director's Dealing 2015
Dec 18, 2015
31632_dirs_2015-12-18_5c561cca-7833-4e2e-ad4f-b831b410eccb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWELL RUBBERMAID INC (NWL)
CIK: 0000814453
Period of Report: 2015-12-16
Reporting Person: Larson Paula S (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-16 | Common Stock | M | 4281 | $45.18 | Acquired | 9985 | Direct |
| 2015-12-16 | Common Stock | F | 1428 | $45.18 | Disposed | 8557 | Direct |
| 2015-12-16 | Common Stock | M | 4281 | $45.18 | Acquired | 12838 | Direct |
| 2015-12-16 | Common Stock | F | 1428 | $45.18 | Disposed | 11410 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | Restricted Stock Units | $ | M | 4281 | Disposed | Common Stock (4281.0) | Direct | |
| 2015-12-16 | Restricted Stock Units | $ | M | 4281 | Disposed | Common Stock (4281.0) | Direct |
Footnotes
F1: Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid common stock.
F2: The reporting person previously met the stock price performance criteria applicable to the second tranche of the award. However, because the award was not permitted to vest any earlier than the second anniversary of the date of grant the reporting person did not become vested in the award until December 16, 2015. Any portion of the award not vested as of December 16, 2020 shall expire.
F3: The reporting person became vested in one-third of the total RSUs that were granted on December 16, 2013. The first third of the award had previously vested on December 16, 2014.