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NEWELL BRANDS INC. — Director's Dealing 2012
Sep 12, 2012
31632_dirs_2012-09-12_908de070-92a7-48a9-b961-681c18895094.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWELL RUBBERMAID INC (NWL)
CIK: 0000814453
Period of Report: 2012-09-04
Reporting Person: Martin Douglas L (Executive VP, CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1584 | Direct |
| Common Stock | 159 | Indirect |
| Common Stock | 2164 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $32.45 | 2012-11-01 | Common Stock (6200) | Direct | |
| Option (Right to Buy) | $29.34 | 2013-05-08 | Common Stock (2400) | Direct | |
| Option (Right to Buy) | $22.98 | 2014-05-13 | Common Stock (12000) | Direct | |
| Option (Right to Buy) | $22.38 | 2015-02-10 | Common Stock (12000) | Direct | |
| Option (Right to Buy) | $23.99 | 2016-02-08 | Common Stock (9600) | Direct | |
| Option (Right to Buy) | $30.37 | 2017-02-06 | Common Stock (12000) | Direct | |
| Option (Right to Buy) | $23.32 | 2018-02-13 | Common Stock (12000) | Direct | |
| Option (Right to Buy) | $13.64 | 2020-02-10 | Common Stock (9701) | Direct | |
| Restricted Stock Units | $0 | Common Stock (3685) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (2656) | Direct | ||
| Option (Right to Buy) | $19.68 | 2021-02-09 | Common Stock (6788) | Direct | |
| Restricted Stock Units | $0 | Common Stock (2896) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (4624) | Direct |
Footnotes
F1: Options granted on November 1, 2002. Options are fully vested.
F2: Options granted on May 8, 2003. Options are fully vested.
F3: Options granted on May 13, 2004. Options are fully vested.
F4: Options granted on February 10, 2005. Options are fully vested.
F5: Options granted on February 8, 2006. Options are fully vested.
F6: Options granted on February 6, 2007. Options are fully vested.
F7: Option granted on February 13, 2008. Options become exercisable in annual installments of 20% of the number of options granted.
F8: Option granted on February 10, 2010. Options become exercisable on the third anniversary of the date of grant.
F9: Restricted Stock Units granted on February 10, 2010. The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units.
F10: Restricted Stock Units granted on February 9, 2011. The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units.
F11: Options granted on February 9, 2011. Options become exercisable on the third anniversary of the date of grant.
F12: Restricted Stock Units granted on June 30, 2011. The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units.
F13: Restricted Stock Units granted on February 8, 2012. This award vests in annual installments of 33 and 1/3 % of the number of RSUs awarded, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units.