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NEWELL BRANDS INC. — Director's Dealing 2012
Jul 20, 2012
31632_dirs_2012-07-20_89c20946-2bcc-449a-8792-b8eee2261bfd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWELL RUBBERMAID INC (NWL)
CIK: 0000814453
Period of Report: 2012-07-18
Reporting Person: POLK MICHAEL B (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-18 | Common Stock | M | 84631 | $17.99 | Acquired | 193249 | Direct |
| 2012-07-18 | Common Stock | F | 30914 | $17.99 | Disposed | 162335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-18 | Restricted Stock Units | $ | M | 84631 | Disposed | Common Stock (84631) | Direct |
Footnotes
F1: Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid common stock.
F2: The reporting person was previously 50% vested in his 7/18/2011 award and became vested in an additional 25% of the award on July 18, 2012. The remaining portion of the award will become vested on July 18, 2013. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the Newell Rubbermaid common stock represented by the restricted stock units.