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NEWELL BRANDS INC. — Director's Dealing 2011
May 13, 2011
31632_dirs_2011-05-13_2419f1e6-df37-42fc-9dbf-2abb45d163b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWELL RUBBERMAID INC (NWL)
CIK: 0000814453
Period of Report: 2011-05-11
Reporting Person: CLARKE THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-12 | Common Stock | M | 5844 | — | Acquired | 30181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-11 | Restricted Stock Units | $ | A | 5364 | Acquired | Common Stock (5364) | Direct | |
| 2011-05-12 | Restricted Stock Units | $ | M | 5844 | Disposed | 2011-05-12 | Common Stock (5844) | Direct |
Footnotes
F1: Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Newell Rubbermaid common stock.
F3: the reporting person shall become fully vested in his or her award upon the first anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Vested shares are to be delivered to the reporting person within 30 days following the date of vesting. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units.