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New Mountain Finance Corp — Director's Dealing 2022
Dec 20, 2022
32204_dirs_2022-12-20_07563bc5-6111-4e05-9968-17c8c7e64e17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2021-12-14
Reporting Person: Arnold Rome G. III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-16 | Common Stock | P | 10000 | $12.0481 | Acquired | 51210 | Direct |
| 2021-12-14 | Common Stock | J | 18000 | — | Disposed | 0 | Indirect |
Footnotes
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021.
F2: The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.
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