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New Mountain Finance Corp Director's Dealing 2022

Dec 20, 2022

32204_dirs_2022-12-20_07563bc5-6111-4e05-9968-17c8c7e64e17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2021-12-14

Reporting Person: Arnold Rome G. III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-16 Common Stock P 10000 $12.0481 Acquired 51210 Direct
2021-12-14 Common Stock J 18000 Disposed 0 Indirect

Footnotes

F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021.

F2: The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.