AI assistant
New Mountain Finance Corp — Director's Dealing 2020
May 13, 2020
32204_dirs_2020-05-13_f597842f-d808-4443-9471-6ac1a2798c39.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2020-05-11
Reporting Person: KLINSKY STEVEN B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock | P | 100000 | $8.1053 | Acquired | 6840750.97 | Direct |
| 2020-05-12 | Common Stock | P | 50000 | $8.1074 | Acquired | 229163 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1020267 | Indirect |
Footnotes
F1: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased
F2: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.