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New Mountain Finance Corp — Director's Dealing 2020
Aug 24, 2020
32204_dirs_2020-08-24_b0ced960-737f-4dc4-8a66-bfbfc1974b36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2020-08-20
Reporting Person: HAMWEE ROBERT (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-20 | Common Stock | P | 1114 | $9.96 | Acquired | 426473.127 | Direct |
| 2020-08-20 | Common Stock | P | 3300 | $9.955 | Acquired | 429773.127 | Direct |
| 2020-08-20 | Common Stock | P | 2900 | $9.945 | Acquired | 432673.127 | Direct |
| 2020-08-20 | Common Stock | P | 4925 | $9.94 | Acquired | 437598.127 | Direct |
| 2020-08-20 | Common Stock | P | 6458 | $9.95 | Acquired | 444056.127 | Direct |
| 2020-08-20 | Common Stock | P | 800 | $9.935 | Acquired | 444856.127 | Direct |
| 2020-08-20 | Common Stock | P | 500 | $9.905 | Acquired | 445356.127 | Direct |
| 2020-08-20 | Common Stock | P | 1601 | $9.91 | Acquired | 446957.127 | Direct |
| 2020-08-20 | Common Stock | P | 1000 | $9.915 | Acquired | 447957.127 | Direct |
| 2020-08-20 | Common Stock | P | 1600 | $9.92 | Acquired | 449557.127 | Direct |
| 2020-08-20 | Common Stock | P | 1600 | $9.93 | Acquired | 451157.127 | Direct |
| 2020-08-20 | Common Stock | P | 100 | $9.925 | Acquired | 451257.127 | Direct |
| 2020-08-20 | Common Stock | P | 3500 | $9.885 | Acquired | 454757.127 | Direct |
| 2020-08-20 | Common Stock | P | 100 | $9.89 | Acquired | 454857.127 | Direct |
| 2020-08-20 | Common Stock | P | 302 | $9.88 | Acquired | 455159.127 | Direct |
| 2020-08-20 | Common Stock | P | 100 | $9.875 | Acquired | 455259.127 | Direct |
| 2020-08-20 | Common Stock | P | 100 | $9.865 | Acquired | 455359.127 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12000 | Indirect |
Footnotes
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.
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