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New Mountain Finance Corp — Director's Dealing 2016
Nov 10, 2016
32204_dirs_2016-11-10_5477c7f4-f150-4eb9-a511-921bf63863c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2016-11-04
Reporting Person: KLINSKY STEVEN B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | Common Stock | P | 12154 | $13.473 | Acquired | 5147619.844 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 820266 | Indirect |
| Common Stock | 144046 | Indirect |
Footnotes
F1: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased
F2: The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.