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New Mountain Finance Corp — Director's Dealing 2014
Oct 7, 2014
32204_dirs_2014-10-07_d77210fb-7362-4828-94ed-f4cb29cf00d3.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2014-08-12
Reporting Person: KLINSKY STEVEN B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-12 | Common Stock | P | 77582 | $15.0314 | Acquired | 1981138 | Direct |
| 2014-08-13 | Common Stock | P | 34478 | $15.2291 | Acquired | 2015616 | Direct |
| 2014-08-13 | Common Stock | P | 100000 | $15.1179 | Acquired | 2115616 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 114874 | Indirect |
| Common Stock | 654127 | Indirect |
Footnotes
F1: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
F2: This amendment to the Form 4 filed on August 14, 2014 is being filed to correct a mathematical error in Column 5 of Table I, which previously inadvertantly double counted 77,582 shares that were acquired by the reporting person on August 12, 2014. No other changes are being made hereby.
F3: The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.