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New Mountain Finance Corp Director's Dealing 2014

Nov 13, 2014

32204_dirs_2014-11-13_7d968828-df79-4a91-9601-f099a3faa31b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2014-11-11

Reporting Person: KLINSKY STEVEN B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-11 Common Stock P 73788 $14.7479 Acquired 2363992 Direct
2014-11-12 Common Stock P 61000 $14.9002 Acquired 2424992 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 118452 Indirect
Common Stock 674505 Indirect

Footnotes

F1: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

F2: The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.