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NEW JERSEY RESOURCES CORP — Director's Dealing 2020
Oct 19, 2020
31045_dirs_2020-10-19_8fbcaa94-065c-4d2d-a972-ae35ae4a60a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW JERSEY RESOURCES CORP (NJR)
CIK: 0000356309
Period of Report: 2020-10-15
Reporting Person: LYNCH CRAIG A (SVP, Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-15 | Common Stock | F | 530 | $28.61 | Disposed | 23801.459 | Direct |
| 2020-10-15 | Common Stock | F | 468 | $28.61 | Disposed | 23392.459 | Direct |
| 2020-10-15 | Common Stock | F | 526 | $28.61 | Disposed | 23212.386 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6438.684 | Indirect |
| Common Stock | 7029.30 | Indirect |
| Common Stock | 86.171 | Indirect |
Footnotes
F1: Represents shares withheld to pay taxes due upon vesting of the third and final tranche of the Restricted Stock Unit (RSU) award previously granted on November 14, 2017.
F2: Total adjusted for 94 accrued dividend equivalents payable upon vesting of RSUs. Each RSU and dividend equivalent converts into one share of New Jersey Resources Corporation (NJR) Common Stock upon vesting.
F3: Represents shares withheld to pay taxes due upon vesting of the second tranche of the RSU award previously granted on November 13, 2018. The final tranche will vest on October 15, 2021.
F4: Total adjusted for 59 accrued dividend equivalents payable upon vesting of RSUs. Each RSU and dividend equivalent converts into one share of NJR Common Stock upon vesting.
F5: Represents shares withheld to pay taxes due upon vesting of the first tranche of the RSU award previously granted on November 12, 2019. The second and third tranches will vest on October 15, 2021 and October 15, 2022, respectively.
F6: Total adjusted for 304.927 dividend shares accrued on NJR Common Stock held in the executive's brokerage account, and for 41 accrued dividend equivalents payable upon vesting of RSUs. Each RSU and dividend equivalent converts into one share of NJR Common Stock upon vesting.
F7: Includes dividends accrued on shares and based on plan shares as of the most recent fiscal quarter.
F8: Includes dividends accrued on shares held in custodial account under the Uniform Gifts to Minors Act.