AI assistant
NEW JERSEY RESOURCES CORP — Director's Dealing 2018
Feb 2, 2018
31045_dirs_2018-02-02_1039d6fb-578c-47bd-b178-8b06bca4f6ef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW JERSEY RESOURCES CORP (NJR)
CIK: 0000356309
Period of Report: 2018-01-31
Reporting Person: DOWNES LAURENCE M (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-31 | Common Stock | F | 204 | $38.80 | Disposed | 404189.343 | Direct |
| 2018-01-31 | Common Stock | A | 1169 | $38.80 | Acquired | 405358.343 | Direct |
| 2018-01-31 | Common Stock | F | 599 | $38.80 | Disposed | 404759.343 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-31 | Performance Shares | $ | M | 1169 | Disposed | Common Stock (1169.0) | Direct |
Footnotes
F1: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock and performance-based restricted stock units due to executive's eligiblity for retirement.
F2: Total includes shares held outright, shares held in the New Jersey Resources Corporation (NJR) ESOP Plan that are accounted for on a unitized basis and reflects calculated value, and shares purchased through the NJR Dividend Reinvestment Plan.
F3: Represents pro-rata monthly vesting of performance-based restricted stock units, each of which converts into one share of New Jersey Resources Corporation (NJR) Common Stock, due to the satisfaction of the applicable performance goal and the eligibility of the executive for retirement.