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NEW JERSEY RESOURCES CORP — Director's Dealing 2018
Oct 2, 2018
31045_dirs_2018-10-02_4b91cddb-bd91-4a49-9f96-f8b04b25df14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW JERSEY RESOURCES CORP (NJR)
CIK: 0000356309
Period of Report: 2018-09-30
Reporting Person: DOWNES LAURENCE M (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-30 | Common Stock | F | 208 | $46.10 | Disposed | 396766.856 | Direct |
| 2018-09-30 | Common Stock | M | 1122 | $46.10 | Acquired | 397888.856 | Direct |
| 2018-09-30 | Common Stock | F | 553 | $46.10 | Disposed | 397434.642 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-30 | Performance Shares | $ | M | 1122 | Disposed | Common Stock (1122.0) | Direct |
Footnotes
F1: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement.
F2: Represents pro-rata monthly vesting of performance-based restricted stock units, each of which converts into one share of New Jersey Resources Corporation (NJR) Common Stock, due to the satisfaction of the applicable performance goal and the eligibility of the executive for retirement.
F3: Total includes an accrual of 98.786 shares in the New Jersey Resources Corporation (NJR) ESOP Plan and shares acquired through the NJR Dividend Reinvestment Plan.