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NEW JERSEY RESOURCES CORP — Director's Dealing 2017
Nov 2, 2017
31045_dirs_2017-11-02_77035f51-6748-44df-b3ba-8c7b8bf360bf.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NEW JERSEY RESOURCES CORP (NJR)
CIK: 0000356309
Period of Report: 2017-10-15
Reporting Person: Westhoven Stephen D (Senior V.P., Subsidiaries)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-15 | Common Stock | A | 43687 | — | Acquired | 135377.041 | Direct |
| 2017-10-15 | Common Stock | F | 24542 | $43.30 | Disposed | 112891.352 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-15 | Deferred Stock Units | $ | A | 43687 | Disposed | Common Stock (43687.0) | Direct |
Footnotes
F1: The total amount of securities beneficially owned has been corrected to (i) reflect accrued dividends of 2,301.311 on the vested awards, through the New Jersey Resources Corporation ("NJR") Dividend Reinvestment Plan, through the NJR ESOP Plan and the NJR Employee Retirement Savings Plan and (ii) the withholding of an additional 245 shares to satisfy tax withholding obligations in connection with the vesting of Performance Shares that were inadvertently not reported due to an administrative error.
F2: Each deferred stock unit represents a contingent right to receive one share of New Jersey Resources Corporation common stock.
F3: Reflects a correction to Item 5 of Table II, which incorrectly listed the derivative securities as acquired rather than disposed of.