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NEW JERSEY RESOURCES CORP — Director's Dealing 2016
Oct 19, 2016
31045_dirs_2016-10-18_703a16d7-d925-423f-b5b6-878f7e671c93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW JERSEY RESOURCES CORP (NJR)
CIK: 0000356309
Period of Report: 2016-10-15
Reporting Person: Westhoven Stephen D (Senior V.P., Subsidiaries)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-15 | Common Stock | A | 9526.511 | — | Acquired | 85989.109 | Direct |
| 2016-10-15 | Common Stock | F | 4940 | — | Disposed | 81049.109 | Direct |
| 2016-10-15 | Common Stock | F | 1800 | — | Disposed | 79249.109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-15 | Deferred Stock Units | $ | M | 9526.511 | Disposed | Common Stock (9526.511) | Direct |
Footnotes
F1: Total includes shares held in New Jersey Resources Corporation (NJR) ESOP Plan and 401(k) Plan, which are accounted for on a unitized basis that reflects a calculated value.
F2: Total includes an accrual of 1,095.705 shares of NJR Common Stock through the NJR Dividend Reinvestment and Stock Purchase Plan.
F3: Each deferred stock unit represents a contingent right to receive on share of New Jersey Resources Corporation Common Stock plus accrued dividends.
F4: Deferred stock unit award is payable subject to certain conditions on 10/15/16.