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NEW JERSEY RESOURCES CORP — Director's Dealing 2013
Jun 11, 2013
31045_dirs_2013-06-11_317bdb59-d435-4494-9f29-9222df3c5611.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW JERSEY RESOURCES CORP (NJR)
CIK: 0000356309
Period of Report: 2013-06-10
Reporting Person: DUGAN MARIELLEN (Sr. V.P. & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-10 | Common Stock | M | 4500 | $28.65 | Acquired | 15091.679 | Direct |
| 2013-06-10 | Common Stock | S | 4500 | $45.3705 | Disposed | 10591.679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-10 | Options (Right-to-Buy) | $28.65 | M | 4500 | Disposed | 2015-12-05 | Common Stock (4500.0) | Direct |
Footnotes
F1: (1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $45.4588, inclusive. The reporting person undertakes to provide to New Jersey Resources Corporation, any security holder of New Jersey Resources Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Total includes an accrual of 90.864 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan (DRP).
F3: Price and number of options reflect change due to 3 for 2 stock split as of 3/03/2008.
F4: Options were exercisable 25% each year beginning on the first anniversary date of the grant, which was December 5, 2006.