NeuroPace Inc — Director's Dealing 2021

Apr 20, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NeuroPace Inc (NPCE)
CIK: 0001528287
Period of Report: 2021-04-20

Reporting Person: LACOB JOSEPH (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	192	Direct
Common Stock	16833	Indirect
Common Stock	868	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A' Preferred Stock	$0.00		Common Stock (8594)		Indirect
Series A' Preferred Stock	$0.00		Common Stock (17189)		Indirect
Series B' Preferred Stock	$0.00		Common Stock (102747)		Indirect
Series B' Preferred Stock	$0.00		Common Stock (205497)		Indirect
Stock Option (Right to Buy)	$0.03	2022-11-12	Common Stock (192)		Direct

Footnotes

F1: Shares are held by Lacob Ventures LLC.

F2: Shares are held by LCT18 Investments.

F3: Each share of Preferred Stock automatically converts on a 1-for-1 basis into Common Stock at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F4: 1/48th of the shares subject to the option vest in equal monthly installments commencing December 13, 2012.