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NeuroPace Inc Director's Dealing 2021

Apr 26, 2021

33194_dirs_2021-04-26_7dd8334a-a828-484b-9b54-c0b1872878fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NeuroPace Inc (NPCE)
CIK: 0001528287
Period of Report: 2021-04-26

Reporting Person: KCK LTD. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-26 Common Stock C 5595493 $0.00 Acquired 5621111 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-26 Series A' Prime Preferred Stock $0.00 C 323591 Disposed Common Stock (323591) Direct
2021-04-26 Series B' Prime Preferred Stock $0.00 C 5271902 Disposed Common Stock (5271902) Direct

Footnotes

F1: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.