NeuroPace Inc — Director's Dealing 2021

Apr 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NeuroPace Inc (NPCE)
CIK: 0001528287
Period of Report: 2021-04-26

Reporting Person: LACOB JOSEPH (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-26	Common Stock	A	334027	$0.00	Acquired	351920	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Series A' Preferred Stock	$0.00	C	8594	Disposed		Common Stock (8594)	Indirect
2021-04-26	Series A' Preferred Stock	$0.00	C	17189	Disposed		Common Stock (17189)	Indirect
2021-04-26	Series B; Preferred Stock	$0.00	C	102747	Disposed		Common Stock (102747)	Indirect
2021-04-26	Series B' Preferred Stock	$0.00	C	205497	Disposed		Common Stock (20549)	Indirect

Footnotes

F1: Includes 111,341 shares held by Lacob Ventures LLC and 222,686 shares held by LCT18 Investments, LLC.

F2: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3: Shares are held by Lacob Ventures LLC.

F4: Shares are held by LCT18 Investments.