AI assistant
Neuronetics, Inc. — Director's Dealing 2020
Jul 16, 2020
33660_dirs_2020-07-16_f1e0311f-5388-400b-88c4-3a24cb47dec3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2020-07-14
Reporting Person: Sullivan Keith J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-14 | Common Stock | A | 500000 | — | Acquired | 500000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-14 | Employee Stock Option (right to buy) | $1.98 | A | 1000000 | Acquired | 2030-07-14 | Common Stock (1000000) | Direct |
Footnotes
F1: Represents a restricted stock unit ("RSU") award that vests in four equal annual installments beginning on July 14, 2021, in each case subject to continuous service of the Reporting Person through such date.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F3: Twenty-five percent (25%) of the option to purchase shall vest on July 14, 2021, and one forty-eighth (1/48th) of the remaining shares subject to the option shall vest each month thereafter, in each case subject to continuous service of the Reporting Person through such date.