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Neuronetics, Inc. Director's Dealing 2020

Jul 16, 2020

33660_dirs_2020-07-16_f1e0311f-5388-400b-88c4-3a24cb47dec3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2020-07-14

Reporting Person: Sullivan Keith J (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-14 Common Stock A 500000 Acquired 500000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-14 Employee Stock Option (right to buy) $1.98 A 1000000 Acquired 2030-07-14 Common Stock (1000000) Direct

Footnotes

F1: Represents a restricted stock unit ("RSU") award that vests in four equal annual installments beginning on July 14, 2021, in each case subject to continuous service of the Reporting Person through such date.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3: Twenty-five percent (25%) of the option to purchase shall vest on July 14, 2021, and one forty-eighth (1/48th) of the remaining shares subject to the option shall vest each month thereafter, in each case subject to continuous service of the Reporting Person through such date.