AI assistant
Neuronetics, Inc. — Director's Dealing 2019
Apr 9, 2019
33660_dirs_2019-04-08_ff829978-a0da-46f1-9cac-4eb755a98b64.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2019-04-08
Reporting Person: Thatcher Christopher (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-08 | Common Stock | M | 15000 | $0.87 | Acquired | 69811 | Direct |
| 2019-04-08 | Common Stock | S | 15000 | $16.82 | Disposed | 54811 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-08 | Employee Stock Option (Right to Buy) | $0.87 | M | 15000 | Disposed | 2025-02-18 | Common Stock (15000) | Direct |
Footnotes
F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.545 to
$16.955 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in
this footnote to this Form 4.
F3: Ten percent (10%) of the shares subject to the option vested on February 19, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.