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Neuronetics, Inc. — Director's Dealing 2019
May 14, 2019
33660_dirs_2019-05-13_c2be29a6-e2b8-4f8f-be8f-1c3f711da031.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2019-05-09
Reporting Person: Donato Peter (Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-09 | Common Stock | M | 6905 | $2.32 | Acquired | 20912 | Direct |
| 2019-05-09 | Common Stock | M | 7672 | $4.64 | Acquired | 28584 | Direct |
| 2019-05-09 | Common Stock | M | 24051 | $3.19 | Acquired | 52635 | Direct |
| 2019-05-09 | Common Stock | S | 20469 | $15.23 | Disposed | 32166 | Direct |
| 2019-05-09 | Common Stock | S | 1878 | $15.67 | Disposed | 30288 | Direct |
| 2019-05-10 | Common Stock | S | 706 | $15.30 | Disposed | 29582 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-09 | Employee Stock Option (right to buy) | $2.32 | M | 6905 | Disposed | 2027-07-19 | Common Stock (6905) | Direct |
| 2019-05-09 | Employee Stock Option (right to buy) | $4.64 | M | 7672 | Disposed | 2028-03-15 | Common Stock (7672) | Direct |
| 2019-05-09 | Employee Stock Option (right to buy) | $3.19 | M | 24051 | Disposed | 2027-04-11 | Common Stock (24051) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.4925 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.935 inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.435 inclusive.
F4: Twenty-five percent (25%) of the shares subject to the option vested on July 20, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
F5: Twenty-five percent (25%) of the shares subject to the option vested on March 16, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
F6: Twenty-five percent (25%) of the shares subject to the option vested on April 10 ,2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.