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Neuronetics, Inc. Director's Dealing 2019

May 14, 2019

33660_dirs_2019-05-13_c2be29a6-e2b8-4f8f-be8f-1c3f711da031.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2019-05-09

Reporting Person: Donato Peter (Vice President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-09 Common Stock M 6905 $2.32 Acquired 20912 Direct
2019-05-09 Common Stock M 7672 $4.64 Acquired 28584 Direct
2019-05-09 Common Stock M 24051 $3.19 Acquired 52635 Direct
2019-05-09 Common Stock S 20469 $15.23 Disposed 32166 Direct
2019-05-09 Common Stock S 1878 $15.67 Disposed 30288 Direct
2019-05-10 Common Stock S 706 $15.30 Disposed 29582 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-09 Employee Stock Option (right to buy) $2.32 M 6905 Disposed 2027-07-19 Common Stock (6905) Direct
2019-05-09 Employee Stock Option (right to buy) $4.64 M 7672 Disposed 2028-03-15 Common Stock (7672) Direct
2019-05-09 Employee Stock Option (right to buy) $3.19 M 24051 Disposed 2027-04-11 Common Stock (24051) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.4925 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.935 inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.435 inclusive.

F4: Twenty-five percent (25%) of the shares subject to the option vested on July 20, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.

F5: Twenty-five percent (25%) of the shares subject to the option vested on March 16, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.

F6: Twenty-five percent (25%) of the shares subject to the option vested on April 10 ,2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.