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Neuronetics, Inc. Director's Dealing 2019

Sep 6, 2019

33660_dirs_2019-09-06_49f2b2d0-4d22-4c85-9f63-e4265e9e63fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2019-09-04

Reporting Person: Thatcher Christopher (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-04 Common Stock M 20000 $0.87 Acquired 74811 Direct
2019-09-04 Common Stock S 20000 $10.735 Disposed 54811 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-04 Employee Stock Option (Right to Buy) $0.87 M 20000 Disposed 2025-02-18 Common Stock (20000) Direct

Footnotes

F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2: Ten percent (10%) of the shares subject to the option vested on February 19, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.