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Neuronetics, Inc. — Director's Dealing 2019
Sep 6, 2019
33660_dirs_2019-09-06_49f2b2d0-4d22-4c85-9f63-e4265e9e63fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2019-09-04
Reporting Person: Thatcher Christopher (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-04 | Common Stock | M | 20000 | $0.87 | Acquired | 74811 | Direct |
| 2019-09-04 | Common Stock | S | 20000 | $10.735 | Disposed | 54811 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-04 | Employee Stock Option (Right to Buy) | $0.87 | M | 20000 | Disposed | 2025-02-18 | Common Stock (20000) | Direct |
Footnotes
F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Ten percent (10%) of the shares subject to the option vested on February 19, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.