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Neuronetics, Inc. — Director's Dealing 2018
Jun 28, 2018
33660_dirs_2018-06-27_c22f6852-53de-4f97-a103-abaca762b650.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2018-06-27
Reporting Person: Thatcher Christopher (Director, President and CEO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.87 | 2025-02-18 | Common Stock (390297) | Direct | |
| Employee Stock Option (Right to Buy) | $0.87 | 2025-07-14 | Common Stock (215074) | Direct | |
| Employee Stock Option (Right to Buy) | $2.32 | 2027-07-19 | Common Stock (115726) | Direct | |
| Employee Stock Option (Right to Buy) | $4.64 | 2028-03-15 | Common Stock (95653) | Direct |
Footnotes
F1: Ten percent (10%) of the shares subject to the option vested on February 19, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
F2: Ten percent (10%) of the shares subject to the option vested on July 15, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
F3: Twenty-five percent (25%) of the shares subject to the option shall vest on July 20, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
F4: Twenty-five percent (25%) of the shares subject to the option shall vest on March 16, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.