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Neuronetics, Inc. Director's Dealing 2018

Jun 28, 2018

33660_dirs_2018-06-27_c22f6852-53de-4f97-a103-abaca762b650.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2018-06-27

Reporting Person: Thatcher Christopher (Director, President and CEO)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $0.87 2025-02-18 Common Stock (390297) Direct
Employee Stock Option (Right to Buy) $0.87 2025-07-14 Common Stock (215074) Direct
Employee Stock Option (Right to Buy) $2.32 2027-07-19 Common Stock (115726) Direct
Employee Stock Option (Right to Buy) $4.64 2028-03-15 Common Stock (95653) Direct

Footnotes

F1: Ten percent (10%) of the shares subject to the option vested on February 19, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.

F2: Ten percent (10%) of the shares subject to the option vested on July 15, 2015, Twenty-five percent (25%) of the shares subject to the option vested on November 1, 2015, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.

F3: Twenty-five percent (25%) of the shares subject to the option shall vest on July 20, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.

F4: Twenty-five percent (25%) of the shares subject to the option shall vest on March 16, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.