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Neuronetics, Inc. Director's Dealing 2018

Jun 28, 2018

33660_dirs_2018-06-27_9ca248f5-b931-49cb-b00d-215549ff2326.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2018-06-27

Reporting Person: GE Ventures Ltd (N/A)
Reporting Person: GENERAL ELECTRIC CO (N/A)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series F Convertible Preferred Stock $ Common Stock (1028009) Indirect
Series G Convertible Preferred Stock $ Common Stock (280032) Indirect

Footnotes

F1: Each share of Series F Convertible Preferred Stock and Series G Convertible Preferred Stock is convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, has no expiration date and will convert into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2: Directly owned by GE Ventures Limited, which is a wholly-owned subsidiary of General Electric Company ("General Electric"). General Electric disclaims beneficial ownership of the securities of the Issuer held by GE Ventures Limited except to the extent of its pecuniary interest, and the filing of this Form shall not be deemed an admission that General Electric is the beneficial owner of any equity securities of the Issuer for purposes of Section 16 or any other purpose.