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Neuronetics, Inc. Director's Dealing 2018

Jul 5, 2018

33660_dirs_2018-07-05_ff2b72b1-b02c-4a51-88ca-8f588e27ba93.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2018-07-02

Reporting Person: Farley Brian E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-02 Common Stock C 8483 Acquired 84065 Direct
2018-07-02 Common Stock C 15342 Acquired 99407 Direct
2018-07-02 Common Stock C 9525 Acquired 108932 Direct
2018-07-02 Common Stock C 1506 Acquired 110438 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-02 Series D Covertible Preferred Stock $ C 8483 Disposed Common Stock (8483) Direct
2018-07-02 Series E Covertible Preferred Stock $ C 15342 Disposed Common Stock (15342) Direct
2018-07-02 Series F Covertible Preferred Stock $ C 9525 Disposed Common Stock (9525) Direct
2018-07-02 Series G Covertible Preferred Stock $ C 1506 Disposed Common Stock (1506) Direct
2018-07-02 Stock Option Grant (Right to Buy) $5.22 A 10959 Acquired 2028-04-25 Common Stock (10959) Direct

Footnotes

F1: Each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2: The performance criterion for vesting of this option was met upon the closing of the Issuer's initial public offering. One twelfth (1/12th) of the shares subject to the option vested or shall vest monthly commencing on March 16, 2018, subject to Reporting Person continuing to provide service through each such date.