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Neuronetics, Inc. — Director's Dealing 2018
Jul 5, 2018
33660_dirs_2018-07-05_ff2b72b1-b02c-4a51-88ca-8f588e27ba93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2018-07-02
Reporting Person: Farley Brian E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-02 | Common Stock | C | 8483 | — | Acquired | 84065 | Direct |
| 2018-07-02 | Common Stock | C | 15342 | — | Acquired | 99407 | Direct |
| 2018-07-02 | Common Stock | C | 9525 | — | Acquired | 108932 | Direct |
| 2018-07-02 | Common Stock | C | 1506 | — | Acquired | 110438 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-02 | Series D Covertible Preferred Stock | $ | C | 8483 | Disposed | Common Stock (8483) | Direct | |
| 2018-07-02 | Series E Covertible Preferred Stock | $ | C | 15342 | Disposed | Common Stock (15342) | Direct | |
| 2018-07-02 | Series F Covertible Preferred Stock | $ | C | 9525 | Disposed | Common Stock (9525) | Direct | |
| 2018-07-02 | Series G Covertible Preferred Stock | $ | C | 1506 | Disposed | Common Stock (1506) | Direct | |
| 2018-07-02 | Stock Option Grant (Right to Buy) | $5.22 | A | 10959 | Acquired | 2028-04-25 | Common Stock (10959) | Direct |
Footnotes
F1: Each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering.
F2: The performance criterion for vesting of this option was met upon the closing of the Issuer's initial public offering. One twelfth (1/12th) of the shares subject to the option vested or shall vest monthly commencing on March 16, 2018, subject to Reporting Person continuing to provide service through each such date.