Neuronetics, Inc. — Director's Dealing 2018

Jul 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuronetics, Inc. (STIM)
CIK: 0001227636
Period of Report: 2018-07-02

Reporting Person: GE Ventures Ltd (N/A)
Reporting Person: GENERAL ELECTRIC CO (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-07-02	Common Stock	C	1028009	—	Acquired	1028009	Indirect
2018-07-02	Common Stock	C	280032	—	Acquired	1308041	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-07-02	Series F Convertible Preferred Stock	$	C	1028009	Disposed		Common Stock (1028009)	Indirect
2018-07-02	Series G Convertible Preferred Stock	$	C	280032	Disposed		Common Stock (280032)	Indirect

Footnotes

F1: Each share of Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2: Directly owned by GE Ventures Limited, which is a wholly-owned subsidiary of General Electric Company ("General Electric"). General Electric disclaims beneficial ownership of the securities of the Issuer held by GE Ventures Limited except to the extent of its pecuniary interest, and the filing of this Form shall not be deemed an admission that General Electric is the beneficial owner of any equity securities of the Issuer for purposes of Section 16 or any other purpose.