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Neurogene Inc. — Director's Dealing 2018
May 16, 2018
33497_dirs_2018-05-16_37943550-f91b-40ed-8f42-2864555b6728.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUINOX PHARMACEUTICALS, INC (AQXP)
CIK: 0001404644
Period of Report: 2018-05-14
Reporting Person: LEVITT DANIEL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-14 | Common Stock | M | 3906 | $10.56 | Acquired | 3906 | Direct |
| 2018-05-14 | Common Stock | S | 3906 | $12.67 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-14 | Stock Option (Right to Buy) | $10.56 | M | 3906 | Disposed | 2018-07-01 | Common Stock (3906) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.65 to $12.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set in this footnote.
F2: All the shares subject to the 3,906 share option were fully vested.
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