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Neurogene Inc. Director's Dealing 2015

Aug 12, 2015

33497_dirs_2015-08-12_a4c8c0c8-66f6-401d-b695-abf373bc64ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AQUINOX PHARMACEUTICALS, INC (AQXP)
CIK: 0001404644
Period of Report: 2015-08-10

Reporting Person: PFIZER INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-10 Common Stock S 18.0000 $29.0000 Disposed 1235312.0000 Direct
2015-08-10 Common Stock S 2840.0000 $41.2475 Disposed 1232472.0000 Direct
2015-08-10 Common Stock S 2975.0000 $28.4670 Disposed 1229497.0000 Direct
2015-08-10 Common Stock S 3207.0000 $35.6072 Disposed 1226290.0000 Direct
2015-08-10 Common Stock S 6073.0000 $40.2955 Disposed 1220217.0000 Direct
2015-08-10 Common Stock S 8565.0000 $27.3561 Disposed 1211652.0000 Direct
2015-08-10 Common Stock S 8969.0000 $21.4506 Disposed 1202683.0000 Direct
2015-08-10 Common Stock S 9142.0000 $39.5172 Disposed 1193541.0000 Direct
2015-08-10 Common Stock S 9901.0000 $37.2264 Disposed 1183640.0000 Direct
2015-08-10 Common Stock S 10544.0000 $36.3687 Disposed 1173096.0000 Direct
2015-08-10 Common Stock S 11627.0000 $38.4947 Disposed 1161469.0000 Direct
2015-08-10 Common Stock S 12726.0000 $25.3233 Disposed 1148743.0000 Direct
2015-08-10 Common Stock S 13109.0000 $26.3213 Disposed 1135634.0000 Direct
2015-08-10 Common Stock S 25931.0000 $20.3476 Disposed 1109703.0000 Direct
2015-08-10 Common Stock S 31400.0000 $24.3129 Disposed 1078303.0000 Direct
2015-08-10 Common Stock S 44268.0000 $22.5994 Disposed 1034035.0000 Direct
2015-08-10 Common Stock S 58632.0000 $23.4112 Disposed 975403.0000 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.46, inclusive. The reporting person undertakes to provide to Aquinox Pharmaceuticals Inc., the "Issuer", any security holder of the Issuer, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes (1) through (16) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.90, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.25 to $35.94, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.90, inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.01 to $21.87, inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.99, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.90, inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.99, inclusive.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.93, inclusive.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.99, inclusive.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.99, inclusive.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.82, inclusive.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.90, inclusive.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.98, inclusive.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.99, inclusive.