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NETWORK-1 TECHNOLOGIES, INC. — Director's Dealing 2021
Dec 21, 2021
34749_dirs_2021-12-21_bd7031a9-47e4-4db4-b2f2-2b401abe04b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETWORK-1 TECHNOLOGIES, INC. (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2021-12-20
Reporting Person: KAHN DAVID C (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Common Stock, $.01 par value per share | A | 3750 | — | Acquired | 114549 | Direct |
| 2021-12-20 | Common Stock, $.01 par value per share | F | 1123 | $2.69 | Disposed | 113426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | Restricted Stock Units | $ | M | 3750 | Acquired | Common Stock (3750) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: 1,123 shares of common stock were delivered by Mr. Kahn to satisfy withholding taxes.
F3: 3,750 restricted stock units vested on December 20, 2021.
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