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Netlist, Inc. — Director's Dealing 2024
May 16, 2024
17733_dirs_2024-05-16_4c7d81a8-e614-4e57-92f3-8891a1fc701c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2024-05-14
Reporting Person: Hong Chun K (Director, President, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-14 | Common Stock | A | 750000 | $0.00 | Acquired | 2923808 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3611177 | Indirect |
Footnotes
F1: These restricted stock units (RSUs) granted on May 14, 2024 vest in installments of 187,500 beginning on May 15, 2025 one time per year through May 15, 2028. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
F2: The amount reported includes shares subject to unvested restricted stock units.
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