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Netlist, Inc. Director's Dealing 2024

May 16, 2024

17733_dirs_2024-05-16_4c7d81a8-e614-4e57-92f3-8891a1fc701c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2024-05-14

Reporting Person: Hong Chun K (Director, President, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-05-14 Common Stock A 750000 $0.00 Acquired 2923808 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3611177 Indirect

Footnotes

F1: These restricted stock units (RSUs) granted on May 14, 2024 vest in installments of 187,500 beginning on May 15, 2025 one time per year through May 15, 2028. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

F2: The amount reported includes shares subject to unvested restricted stock units.