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Netlist, Inc. — Director's Dealing 2023
Feb 13, 2023
17733_dirs_2023-02-13_0efe56fb-782a-4ae4-afe9-4c07ce2c8d28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2023-02-09
Reporting Person: Hong Chun K (Director, President, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-09 | Common Stock | M | 300000 | $0.71 | Acquired | 1927150 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-09 | Employee Stock Option (right to buy) | $0.71 | M | 300000 | Acquired | 2023-02-11 | Common Stock (300000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4611177 | Indirect |
Footnotes
F1: This option vested in 16 equal quarterly installments from May 11, 2013 to February 11, 2017.