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Netlist, Inc. Director's Dealing 2023

Mar 9, 2023

17733_dirs_2023-03-09_4029fdb6-505f-4f9d-83ab-bf92f4734fdb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2023-03-07

Reporting Person: SASAKI GAIL M (Vice President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-07 Common Stock S 3875 $2.88 Disposed 432220 Direct
2023-03-07 Common Stock S 28854 $3.00 Disposed 403366 Direct

Footnotes

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2: This transaction was effected pursuant to a Rule 10b5-1 Plan.